風險聲明-RISK DISCLOSURE

與互聯網相關的風險

互聯網作為一個數據傳輸媒介,本身存在固有的不可靠和不安全性。因此,網上買賣或透過互聯網進行交易或通訊是有風險的。
尤其是,與本網站的接達及透過本網站提供的服務可能因為高峰期、市場波動、系統故障(包括硬體或軟件故障)、系統升級或維修或因其他原因而隨時及不時受到限制、延誤或未能提供。除此之外:
    透過互聯網進行的交易可能會受到干擾、出現傳輸中斷,或由於互聯網的通信量而導致傳輸延誤,或由於互聯網的公開性質而發生不正
      確數據的傳輸。
    交易指示可能不獲執行,或可能受到延誤,以致執行價格與指示發出時的通行價格不同。
    未經授權第三方可能獲得通訊及個人資料。
    你的指示可能不經人手審閱而執行。
    刊登在本網站的資料未必可以即時更新及未必反映並非透過本網站進行的交易。
對於因國都証券(香港)有限公司合理控制範圍以外的通訊延誤、故障或不準確性又或缺乏保密性而造成的任何損失或開支,國都香港概不就此向閣下或任何其他人負責。

證券交易的風險
證券價格有時可能會非常波動。證券價格可升可跌,甚至變成毫無價值。買賣證券未必一定能夠賺取利潤,反而可能會招致損失。

買賣創業板股份的風險
創業板(「創業板」)股份涉及很高的投資風險。尤其是該等公司可在無需具備盈利往績及無需預測未來盈利的情況下在創業板上市。創業板股份可能非常波動及流通性很低。
你只應在審慎及仔細考慮後,才作出有關的投資決定。創業板市場的較高風險性質及其他特點,意味著這個市場較適合專業及其他熟悉投資技巧的投資者。
現時有關創業板股份的資料只可以在香港聯合交易所有限公司所操作的互聯網網站上找到。創業板上市公司一般毋須在憲報指定的報章刊登付費公告。
假如你對本風險披露聲明的內容或創業板市場的性質及在創業板買賣的股份所涉風險有不明白之處,應尋求獨立的專業意見。

提供將證券借出予或存放於第三方的授權書的風險
向國都証券(香港)有限公司提供授權書,容許國都証券(香港)有限公司根據《證券條例》及有關規則,將你的證券借出予或存放於第三方,存在一定風險。該項允許僅限於你已就此給予書面同意的情況下方行有效。上述書面同意必須指明有效期,而該段有效期不得超逾12個月。
現時並無任何法例規定你必須簽署這些授權書。然而,在某些情況下可能需要授權書,該等情況包括向你提供保證金貸款或獲許將你的證券借出予第三方或作為抵押品存放於第三方。國都証券(香港)有限公司應向你闡釋將為何種目的而使用授權書。
倘若你簽署授權書,而你的證券已借出予或存放於第三方,該等第三方將對你的證券具有留置權或作出押記。雖然你的交易商或證券保證金融資人根據該授權書而借出或存放屬於你的證券須對你負責,但上述交易商或證券保證金融資人的失責行為可能會導致你損失你的證券。

國都証券(香港)有限公司提供不涉及證券借貸的現金帳戶。假如你毋需使用保證金貸款,或不希望本身證券被借出或遭抵押,則切勿簽署上述的授權書,並應要求在廣發證券開立該等現金帳戶。

交易對手的風險
國都証券(香港)有限公司是香港聯合交易所有限公司的參與者。倘若國都証券(香港)有限公司不履行其對你的義務,你有權根據香港聯合交易所有限公司設立的賠償基金索償,但須依照適用於該賠償基金的條款和條件。




Risks associated with Internet

The Internet is an inherently unreliable and insecure medium of data transmission. Accordingly, there are risks in trading on-line, conducting transactions or otherwise communicating through the Internet.

In particular, access to this website and the services provided through this website may at any time and from time to time be limited, delayed or unavailable, including during periods of peak demand, market volatility, systemic failures (including hardware or software failures), systems upgrades or maintenance or for other reasons. Without prejudice to the foregoing:

    Transactions conducted through the Internet may be subject to interruption, transmission blackout, delayed transmission due to
       Internet traffic or incorrect data transmission due to the public nature of the Internet.
    Instructions to trade may not be executed or may be delayed so that they are executed at prices different from those prevailing at the
       time the instructions were given.
    Communications and personal data may be accessed by unauthorised third parties.
    Your instructions may be executed without being subject to human review.
    The information posted on the website may not be updated immediately and may not reflect transactions not conducted through the
       website.

Guodu Securities (Hong Kong) Limited accepts no responsibility to you or anyone else for any loss or expense that may result from delays, failures or inaccuracies in communications, or lack of security, beyond the reasonable control of Guodu Securities (Hong Kong) Limited.

Risk of Securities Trading

The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities.

Risk of Trading Growth Enterprise Market Stocks

Growth Enterprise Market ("GEM") stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record or profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid.

You should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM mean that it is a market more suited to professional and other sophisticated investors.

Current information on GEM stocks may only be found on the Internet website operated by The Stock Exchange of Hong Kong Limited. GEM companies are usually not required to issue paid announcements in gazetted newspapers.

You should seek independent professional advice if you are uncertain of or have not understood any aspect of this risk disclosure statement or the nature and risks involved in trading of GEM stocks.

Risk of providing authority to lend or deposit securities with third parties

There is risk if you provide Guodu Securities (Hong Kong) Limited with an authority that allows Guodu Securities (Hong Kong) Limited to lend your securities to or deposit them with certain third parties under the Securities & Futures Ordinance and related rules. This is allowed only if you consent in writing. The consent must specify the period for which it is current, which cannot exceed 12 months.

You are not required by any law to sign these authorities. But an authority may be required in certain instances, including to facilitate margin lending to you or to allow your securities to be loaned to or deposited as collateral with third parties. Guodu Securities (Hong Kong) Limited will explain to you the purposes for which one of these authorities is to be used.

If you sign one of these authorities and your securities are lent to or deposited with third parties, those third parties will have a lien or charge on your securities. Although your dealer or securities margin financier is responsible to you for your securities lent or deposited under the authority, a default by it could result in the loss of your securities.

A cash account not involving securities borrowing and lending is available from Guodu Securities (Hong Kong) Limited. If you do not require margin facilities or do not wish your securities to be lent or pledged, do not sign the above authority and ask to open a cash account with Guodu Securities (Hong Kong) Limited instead.

Counterparty risk

Guodu Securities (Hong Kong) Limited is a participant of The Stock Exchange of Hong Kong Limited. If Guodu Securities (Hong Kong) Limited fails to meet its obligations to you, you have the right to claim under the compensation fund established by The Stock Exchange of Hong Kong Limited subject to the terms and conditions applicable to the compensation fund.